SEC Form 4 · accession 0001504633-15-000001
Solar Power, Inc. · SOPW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jing Liu
Officer — Chief Financial Officer
Period of report
Jan 12, 2015
Accepted (ET)
Mar 18, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001210618
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2015 | A | 3,500,000 | $0.00 | A | 3,550,000 | D | |
| Common Stock | Feb 2, 2015 | J | 3,500,000 | $0.00 | D | 50,000 | D | |
| Common Stock | Feb 2, 2015 | J | 3,500,000 | $0.00 | A | 3,500,000 | I | BY JY Power Inc. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option, right to buy | $1.18 | Sep 18, 2014 | J | 2,000,000 | D | Sep 18, 2014 | Sep 18, 2024 | Common Stock | 2,000,000 | 0 | D |
| Option, right to buy | $1.18 | Feb 2, 2015 | J | 2,000,000 | A | Sep 18, 2014 | Sep 18, 2024 | Common Stock | 2,000,000 | 2,000,000 | I |
Explanation of responses
- F1Transfer of 3,500,000 shares of Common Stock of Solar Power, ("Common Stock") to JY Power Inc., which is the reporting person's wholly owned corporation.
- F2Transfer of options representing 3,500,000 shares of Common Stock of Solar Power, Inc. to JY Power Inc. which is the reporting person's wholly owned corporation.