SEC Form 4 · accession 0000899243-15-007142
Solar Power, Inc. · SOPW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dejun Ye
Officer — Chief Executive Officer
Period of report
Jul 1, 2015
Accepted (ET)
Oct 27, 2015 · 6:08 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001210618
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option, right to buyF1 | $1.78 | Jul 1, 2015 | A | 10,000,000 | A | Jul 1, 2016 | Jul 1, 2025 | Common Stock | 10,000,000 | 10,000,000 | D |
| Option, right to buyF1 | $1.78 | Aug 25, 2015 | J | 10,000,000 | D | Jul 1, 2016 | Jul 1, 2025 | Common Stock | 10,000,000 | 0 | D |
| Option, right to buyF1 | $1.78 | Aug 25, 2015 | J | 10,000,000 | A | Jul 1, 2016 | Jul 1, 2025 | Common Stock | 10,000,000 | 10,000,000 | I |
Explanation of responses
- F1Options to purchase 10,000,000 shares of common stock vest in four equal installments commencing on July 1, 2016.
- F2Transfer of options to Roundleaves Limited which is the reporting person's wholly owned company.