SEC Form 4 · accession 0000899243-17-016384
Arlington Asset Investment Corp. · AI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Rock Tonkel Jr.
Officer — President and CEO · Director
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001209028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jun 12, 2017 | F | 9,188 | $14.55 | D | 322,132 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on June 12, 2017 of a restricted stock award previously-granted on June 11, 2014.
- F2Based on the closing price of the issuer's Class A common stock as reported on the New York Stock Exchange on the last trading date preceding forfeiture.