SEC Form 4 · accession 0001209191-17-040927
DIGITALGLOBE, INC. · DGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren Jenson
Director
Period of report
Jun 15, 2017
Accepted (ET)
Jun 19, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001208208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2017 | M | 3,000 | $27.40 | A | 41,236 | D | |
| Common Stock | Jun 15, 2017 | M | 29,512 | $21.30 | A | 70,748 | D | |
| Common StockF1,F2 | Jun 15, 2017 | S | 32,512 | $31.73 | D | 38,236 | D | |
| Common StockF3 | holding | — | — | — | 6,200 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OPtion (Right to Buy)F4 | $27.40 | Jun 15, 2017 | M | 3,000 | D | — | Jul 31, 2018 | Common Stock | 3,000 | 0 | D |
| Employee Stock OPtion (Right to Buy)F5 | $21.30 | Jun 15, 2017 | M | 29,512 | D | — | Feb 23, 2019 | Common Stock | 29,512 | 0 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.575 to $31.85, inclusive. The reporting person undertakes to provide to DigitalGlobe, Inc., any security holder of DigitalGlobe, Inc., or to the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Total amount of securities beneficially owned includes 20,046 shares represented by deferred restricted stock units, which are fully vested upon grant and deliverable to the Reporting Person pursuant to a deferral election made in accordance with the Issuer's deferred compensation plan.
- F3The shares are held in equal amounts in four separate trusts for the benefit of four of the Reporting Person's children. The Reporting Person's spouse is the sole trustee of each of the four trusts. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owners of these securities for the purposes of Section 16 or any other purpose.
- F4The option, representing the right to acquire 3,000 shares of common stock, fully vested and became exercisable on July 31, 2008.
- F5The option, representing the right to acquire 29,512 shares of common stock, fully vested and became exercisable on February 23, 2009.