SEC Form 4 · accession 0001209191-17-039879
DIGITALGLOBE, INC. · DGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter S. Scott
Officer — EVP and CTO
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001208208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 12, 2017 | M | 16,200 | $22.50 | A | 109,037 | D | |
| Common StockF2,F3 | Jun 12, 2017 | S | 16,200 | $31.62 | D | 92,837 | D | |
| Common StockF4 | holding | — | — | — | 67,167 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6,F5 | $22.50 | Jun 12, 2017 | M | 16,200 | D | — | Jun 14, 2017 | Common Stock | 16,200 | 0 | D |
Explanation of responses
- F1The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan.
- F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.4 to $31.85, inclusive. The reporting person undertakes to provide to DigitalGlobe, Inc., any security holder of DigitalGlobe, Inc., or to the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Includes an aggregate of 53,537 shares represented by restricted share units which are scheduled to vest, subject to the Reporting Person's continued employment. Each restricted share unit represents a contingent right to receive one share of the Issuer's common stock.
- F4Walter S. Scott and Diane Scott TTEES The Walter and Diane Scott Living Trust DTD 3-19-00.
- F5The option, representing the right to acquire a total of 25,000 shares of common stock, fully vested and became exercisable on December 21, 2009.
- F6The Form 4 filed on February 22, 2017 incorrectly reported 18,100 remaining under the option shares due to an administrative error. The actual number of shares was 17,600. The amount reported in this column reflects the correction of that error. There are zero shares remaining under this option.