SEC Form 4 · accession 0001209191-16-150351
DIGITALGLOBE, INC. · DGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter S. Scott
Officer — EVP and CTO
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 9:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001208208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | S | 6,000 | $29.55 | D | 71,629 | D | |
| Common StockF2 | Nov 14, 2016 | S | 2,396 | $30.00 | D | 69,233 | D | |
| Common StockF2,F3 | Nov 14, 2016 | S | 2,032 | $30.00 | D | 99,159 | I | By Trust |
| Common Stock | Nov 14, 2016 | M | 3,000 | $22.50 | A | 72,233 | D | |
| Common StockF5 | Nov 14, 2016 | S | 3,000 | $30.00 | D | 69,233 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F6 | $22.50 | Nov 14, 2016 | M | 3,000 | D | — | Jun 14, 2017 | Common Stock | 3,000 | 22,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.80, inclusive. The reporting person undertakes to provide to DigitalGlobe, Inc., any security holder of DigitalGlobe, Inc., or to the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2The sales were effected pursuant to a Rule 10b5-1 trading plan.
- F3Walter S. Scott and Diane Rose Scott TTEES The Walter and Diane Scott Living Trust DTD 3-19-00.
- F4The exercise and sale reported were effected pursuant to a Rule 10b5-1 trading plan.
- F5Includes an aggregate of 66,183 shares represented by restricted share units which are scheduled to vest, subject to the Reporting Person's continued employment. Each restricted share unit represents a contingent right to receive one share of the Issuer's common stock.
- F6The option, representing the right to acquire a total of 25,000 shares of common stock, fully vested and became exercisable on December 21, 2009.