SEC Form 4 · accession 0001209191-17-067612
VIRTUSA CORP · VRTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rowland T Moriarty
Director
Period of report
Dec 28, 2017
Accepted (ET)
Dec 29, 2017 · 11:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001207074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stockF1 | Dec 28, 2017 | M | 9,397 | $9.20 | A | 113,529 | D | |
| common stockF2 | Dec 28, 2017 | M | 6,186 | $13.42 | A | 119,715 | D | |
| common stockF3 | holding | — | — | — | 169,084 | I | Held by Rubex LLC | |
| common stockF4 | holding | — | — | — | 65,372 | I | Held by Rowgra, LLC | |
| common stockF5 | holding | — | — | — | 59,195 | I | Held by Movex LLC | |
| common stockF6 | holding | — | — | — | 39,500 | I | Held by Moriarty Family Charitable Foundation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| non-qualified stock optionF1 | $9.20 | Dec 28, 2017 | M | 9,397 | D | — | Nov 20, 2019 | common stock | 9,397 | 0 | D |
| non-qualified stock optionF2 | $13.42 | Dec 28, 2017 | M | 6,186 | D | — | Nov 19, 2020 | common stock | 6,186 | 0 | D |
Explanation of responses
- F1The reporting person was granted an option to purchase these shares on 11/20/2009. All shares are now vested.
- F2The reporting person was granted an option to purchase these shares on 11/19/2010. All shares are now vested.
- F3The reporting person is the Chief Investment Officer and Managing Member of Rubex, LLC, a limited liability company. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F4Rowgra, LLC, is a limited liabilty company over which the reporting person exerts voting and investment control.
- F5Movex, LLC, is a limited liabilty company over which the reporting person exerts voting and investment control.
- F6The reporting person's spouse, Jenny Moriarty, is trustee of the Moriarty Family Charitable Foundation. The reporting person disclaims beneficial ownership of such shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.