SEC Form 4 · accession 0001209191-17-009461
VIRTUSA CORP · VRTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald T Maheu
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 10, 2017 · 2:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001207074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Feb 9, 2017 | M | 556 | $14.00 | A | 39,950 | D | |
| common stock | Feb 9, 2017 | S | 556 | $27.50 | D | 39,394 | D | |
| common stock | Feb 9, 2017 | M | 5,723 | $14.63 | A | 45,117 | D | |
| Common stock | Feb 9, 2017 | S | 5,723 | $27.50 | D | 39,394 | D | |
| common stock | Feb 9, 2017 | M | 952 | $15.22 | A | 40,346 | D | |
| common stock | Feb 9, 2017 | S | 952 | $27.50 | D | 39,394 | D | |
| common stockF1,F2 | holding | — | — | — | 7,500 | I | Held by Partnership |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF3 | $14.00 | Feb 9, 2017 | M | 556 | D | — | Aug 2, 2017 | common stock | 556 | 6,163 | D |
| Non-Qualified Stock OptionF4 | $14.63 | Feb 9, 2017 | M | 5,723 | D | — | Nov 16, 2021 | Common stock | 5,723 | 0 | D |
| Non-Qualified Stock OptionF5 | $15.22 | Feb 9, 2017 | M | 952 | D | — | Nov 14, 2022 | common stock | 952 | 2,282 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2Represents shares owned by a partnership created for the benefit of the reporting person's children. The reporting person's spouse is the general partner of such partnership and has voting and investment control of the partnership.
- F3The reporting person was granted an option to purchase these shares of Common Stock on 08/02/2007. All shares in this grant have vested.
- F4The reporting person was granted an option to purchase these shares of Common Stock on 11/16/2011. All shares in this grant have vested.
- F5The reporting person was granted an option to purchase these shares of Common Stock on 11/14/2012. All shares in this grant have vested.