SEC Form 4 · accession 0001209191-15-087297
VIRTUSA CORP · VRTU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rowland T Moriarty
Director
Period of report
Dec 29, 2015
Accepted (ET)
Dec 29, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001207074
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Dec 29, 2015 | M | 12,716 | $4.74 | A | 135,175 | D | |
| common stockF1 | holding | — | — | — | 59,195 | I | Held by Movex LLC | |
| Common StockF2 | holding | — | — | — | 154,584 | I | Held by Rubex LLC | |
| common stockF3 | holding | — | — | — | 39,500 | I | Held by Moriarty Family Charitable Foundation | |
| common stockF4 | holding | — | — | — | 1,000 | I | Held by Caroline Moriarty ROTH IRA | |
| Common StockF4 | holding | — | — | — | 1,000 | I | Held by Thomas Moriarty ROTH IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (right to buy)F5 | $4.74 | Dec 29, 2015 | M | 12,716 | D | — | Oct 14, 2018 | Common Stock | 12,716 | 10,000 | D |
Explanation of responses
- F1Movex, LLC, is a limited liabilty company over which the reporting person exerts voting and investment control.
- F2The reporting person is the Chief Investment Officer and Managing Member of Rubex, LLC, a limited liability company. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F3The reporting person's spouse, Jenny Moriarty, is trustee of the Moriarty Family Charitable Foundation. The reporting person disclaims beneficial ownership of such shares and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
- F4These shares are held by the daughter or son of the reporting person. The reporting person disclaims beneficial ownership of all securities held by his daughter or son through their respective IRAs, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
- F5The reporting person was granted an option to purchase these shares of Virtusa Common Stock on 10/14/2008 under the Company's Director Compensation Policy. All shares are vested.