SEC Form 4 · accession 0001206264-19-000042
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Trussell Jr.
Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 19, 2019 | S | 7,500 | $57.73 | D | 17,500 | I | By RBT Investments LLC |
| Common Stock | Feb 20, 2019 | M | 1,600 | $13.74 | A | 17,260 | D | |
| Common Stock | Feb 20, 2019 | S | 1,600 | $58.69 | D | 15,660 | D | |
| Common Stock | Feb 20, 2019 | M | 2,644 | $33.33 | A | 18,304 | D | |
| Common Stock | Feb 20, 2019 | S | 2,644 | $58.69 | D | 15,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $13.74 | Feb 19, 2019 | M | 1,600 | D | — | May 5, 2019 | Common Stock | 1,600 | 0 | D |
| Stock Option (right to buy)F4 | $33.33 | Feb 19, 2019 | M | 2,644 | D | — | May 4, 2020 | Common Stock | 2,644 | 0 | D |
Explanation of responses
- F1The price is the weighted average purchase price for the transactions on this line. The prices for the transactions reported on this line range from $57.72 to $57.75, inclusive. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2The reporting person and his spouse control the investment and voting decisions of RBT Investments, LLC indirectly as trustees of the members of RBT Management, LLC, the manager for RBT Investments, LLC.
- F3These stock options vested in four equal installments on the following dates: July 31, 2009; October 31, 2009; January 31, 2010; and April 30, 2010.
- F4These stock options vested in four equal installments on the following dates: July 31, 2010; October 31, 2010; January 31, 2011; and April 30, 2011.