SEC Form 4 · accession 0001206264-17-000081
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Neu
Director
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 11, 2017 | A | 3,349 | — | A | 26,522 | D | |
| Common StockF2 | May 12, 2017 | P | 10,000 | $48.638 | A | 36,522 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Each deferred stock unit represents the right to receive one share of common stock of the issuer at the end of the deferral period described below. Pursuant to the award agreement, the deferred stock units vest in four installments, with 838 units vesting on July 31, 2017 and 837 units vesting on each of October 31, 2017, January 31, 2018 and the last day before the 2018 Annual Meeting of Stockholders. The vested shares will be delivered to the reporting person on May 11, 2020, unless an election is made by the reporting person to defer receipt of such shares to a later date.
- F2This price is the weighted average purchase price for the transactions on this line. The price for the transactions reported on this line range from $48.58 to $48.65. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.