SEC Form 4 · accession 0001206264-16-000153
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lou H Jones
Officer — EVP, GC & SECRETARY
Period of report
Jul 28, 2016
Accepted (ET)
Aug 1, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 28, 2016 | M | 27,200 | $11.65 | A | 53,675 | D | |
| Common Stock | Jul 28, 2016 | S | 27,200 | $74.49 | D | 26,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.65 | Jul 28, 2016 | M | 27,200 | D | — | Jun 15, 2019 | Common Stock | 27,200 | 5,167 | D |
Explanation of responses
- F1These shares were exercised and sold in open market transactions pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2These options vested in four equal installments beginning on June 15, 2010 and ending on June 15, 2013.