SEC Form 4 · accession 0001206264-16-000136
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence J Rogers
Director
Period of report
May 4, 2016
Accepted (ET)
May 5, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2016 | M | 1,326 | $52.87 | A | 24,465 | D | |
| Common Stock | May 4, 2016 | M | 1,653 | $59.82 | A | 26,118 | D | |
| Common StockF1 | May 4, 2016 | F | 2,850 | $62.21 | D | 23,268 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $52.87 | May 4, 2016 | M | 1,326 | D | — | May 6, 2024 | Common Stock | 1,326 | 0 | D |
| Stock Options (right to buy)F3 | $59.82 | May 4, 2016 | M | 1,653 | D | — | May 10, 2025 | Common Stock | 1,653 | 0 | D |
Explanation of responses
- F1This price is the weighted average purchase price for the transactions on this line. The price for the transactions reported on this line range from $62.21 to $62.22. The reporting person undertakes to provide,upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- F2These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2014 - 332 shares; October 31, 2014 - 332 shares; January 31, 2015 - 331 shares; April 30, 2015 - 331 shares.
- F3These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2015 - 414 shares; October 31, 2015 - 413 shares; January 31, 2016 - 413 shares; April 30, 2016 - 413 shares.