SEC Form 4 · accession 0001206264-16-000130
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lou H Jones
Officer — EVP, GC & SECRETARY
Period of report
Mar 17, 2016
Accepted (ET)
Mar 21, 2016 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2016 | M | 1,813 | $11.65 | A | 28,288 | D | |
| Common Stock | Mar 17, 2016 | S | 1,813 | $62.00 | D | 26,475 | D | |
| Common Stock | Mar 18, 2016 | M | 5,440 | $11.65 | A | 31,915 | D | |
| Common Stock | Mar 18, 2016 | S | 2,720 | $63.00 | D | 29,195 | D | |
| Common Stock | Mar 18, 2016 | S | 2,720 | $64.00 | D | 26,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $11.65 | Mar 17, 2016 | M | 1,813 | D | — | Jun 15, 2019 | Common Stock | 1,813 | 37,807 | D |
| Stock OptionsF2 | $11.65 | Mar 18, 2016 | M | 5,440 | D | — | Jun 15, 2019 | Common Stock | 5,440 | 32,367 | D |
Explanation of responses
- F1The shares were exercised and sold in open market transactions pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2These options vested in four equal installments beginning on June 15, 2010 and ending on June 15, 2013.