SEC Form 4 · accession 0001206264-16-000126
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lou H Jones
Officer — EVP, GC & SECRETARY
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2016 | M | 7,707 | $11.65 | A | 34,182 | D | |
| Common StockF2 | Mar 14, 2016 | S | 7,707 | $57.89 | D | 26,475 | D | |
| Common Stock | Mar 16, 2016 | M | 3,173 | $11.65 | A | 29,648 | D | |
| Common Stock | Mar 16, 2016 | S | 1,360 | $60.00 | D | 28,288 | D | |
| Common Stock | Mar 16, 2016 | S | 1,813 | $61.00 | D | 26,475 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $11.65 | Mar 14, 2016 | M | 7,707 | D | — | Jun 15, 2019 | Common Stock | 7,707 | 42,793 | D |
| Stock OptionsF3 | $11.65 | Mar 16, 2016 | M | 3,173 | D | — | Jun 15, 2019 | Common Stock | 3,173 | 39,620 | D |
Explanation of responses
- F1The shares were exercised and sold in open market transactions pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This price is the weighted average sale price for the transactions on this line. The price for the transactions reported on this line range from $57.38 to $58.25. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3These options vested in four equal installments beginning on June 15, 2010 and ending on June 15, 2013.