SEC Form 4 · accession 0001206264-16-000121
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter K Hoffman
Director
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 4:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 3, 2016 | M | 15,850 | $19.03 | A | 22,571 | D | |
| Common Stock | Mar 3, 2016 | M | 18,550 | $26.85 | A | 41,121 | D | |
| Common Stock | Mar 3, 2016 | M | 2,644 | $33.33 | A | 43,765 | D | |
| Common Stock | Mar 3, 2016 | M | 2,553 | $43.28 | A | 46,318 | D | |
| Common Stock | Mar 3, 2016 | M | 1,326 | $52.87 | A | 47,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $19.03 | Mar 3, 2016 | M | 15,850 | D | — | Oct 23, 2016 | Common Stock | 15,850 | 0 | D |
| Stock Options (right to buy)F2 | $26.85 | Mar 3, 2016 | M | 18,550 | D | — | Jun 18, 2017 | Common Stock | 18,550 | 0 | D |
| Stock Options (right to buy)F3 | $33.33 | Mar 3, 2016 | M | 2,644 | D | — | May 4, 2020 | Common Stock | 2,644 | 0 | D |
| Stock Options (right to buy)F4 | $43.28 | Mar 3, 2016 | M | 2,553 | D | — | May 21, 2023 | Common Stock | 2,553 | 0 | D |
| Stock Options (right to buy)F5 | $52.87 | Mar 3, 2016 | M | 1,326 | D | — | May 6, 2024 | Common Stock | 1,326 | 0 | D |
Explanation of responses
- F1These options vested in four equal quarterly installments beginning on January 23, 2007 and ending on October 23, 2007.
- F2These options vested in four equal installments on the following dates: July 31, 2007; October 31, 2007; January 31, 2008; and April 30, 2008.
- F3These options vested in four equal installments on the following dates: July 31, 2010; October 31, 2010; January 31, 2011; and April 30, 2011.
- F4These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2013 - 639 shares; October 31, 2013 - 638 shares; January 31, 2014 - 638 shares; and April 30, 2014 - 638 shares.
- F5These options vested on the following dates with respect to the specified number of shares of common stock: July 31, 2014 - 332 shares; October 31, 2014 - 332 shares; January 31, 2015 - 331 shares; April 30, 2015 - 331 shares.