SEC Form 4 · accession 0001206264-15-000090
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Neu
Director
Period of report
Oct 28, 2015
Accepted (ET)
Oct 30, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 28, 2015 | A | 437 | — | A | 437 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $76.32 | Oct 28, 2015 | A | 675 | A | — | Oct 27, 2025 | Common Stock | 675 | 375 | D |
Explanation of responses
- F1Each deferred stock unit represents the right to receive one share of common stock of the issuer at the end of the deferral period described below. The deferred stock units vest on the following dates with respect to the specified number of shares of common stock: January 31, 2016 - 219 shares and April 30, 2016 - 218 shares. The vested shares will be delivered to the reporting person on October 28, 2018, unless an election is made by the reporting person to defer receipt of such shares to a later date.
- F2These options vest on the following dates with respect to the specified number of shares of common stock: January 31, 2015 - 338 shares; April 30, 2015 - 337 shares.