SEC Form 4 · accession 0001206264-15-000081
SOMNIGROUP INTERNATIONAL INC. · SGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Anderson
Officer — EVP & President North America
Period of report
Aug 4, 2015
Accepted (ET)
Aug 6, 2015 · 4:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001206264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2015 | M | 27,500 | $6.14 | A | 59,158 | D | |
| Common Stock | Aug 4, 2015 | M | 45,000 | $20.27 | A | 104,158 | D | |
| Common StockF2 | Aug 4, 2015 | S | 30,371 | $76.00 | D | 73,787 | D | |
| Common StockF3 | Aug 4, 2015 | S | 42,129 | $76.42 | D | 31,658 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $6.14 | Aug 4, 2015 | M | 27,500 | D | — | Feb 27, 2019 | Common Stock | 27,500 | 0 | D |
| Stock Options (right to buy)F5 | $20.27 | Aug 4, 2015 | M | 45,000 | D | — | Dec 26, 2016 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1The shares were exercised and sold in open market transactions pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F2This price is the weighted average sale price for the transactions on this line. The price for the transactions reported on this line range from $75.25 to $76.24. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3This price is the weighted average sale price for the transactions on this line. The price for the transactions reported on this line range from $76.25 to $77.11. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4These stock options vested in four equal annual installments beginning on February 27, 2010 and ending on February 27, 2013.
- F5These stock options vested in four equal annual installments beginning on December 21, 2007 and ending on December 21, 2010.