SEC Form 4 · accession 0001123292-18-000929
VACCINEX, INC. · VCNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob B. Frieberg
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001205922
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Acquire)F1,F2 | — | Aug 13, 2018 | J | 75,000 | A | — | — | Common Stock | 4,121 | 75,000 | I |
Explanation of responses
- F1Partnership interests in VX3 (DE) LP, or VX3, which are exchangeable into shares of Common Stock on a 1-for-0.05495 basis at the holder's option. On August 13, 2018, Gee Eff Services Limited entered into an exchange agreement with the Issuer and the other partners of VX3 that provides each VX3 partner the right to exchange all, but not less than all, of its partnership interests in VX3 for shares of Common Stock. The option has no expiration date.
- F2The reporting person is the sole owner and President of Gee Eff Services Limited.