SEC Form 4 · accession 0001174947-15-000097
FLANIGANS ENTERPRISES INC · BDL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey D Kastner
Officer — CFO & Secretary · Director
Period of report
Feb 1, 1995
Accepted (ET)
Jan 27, 2015 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000012040
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 17, 1999 | P | 4,500 | $4.3125 | A | 44,500 | D | |
| Common Stock | Dec 21, 2000 | M | 40,000 | $1.625 | A | 44,500 | D | |
| Common StockF2 | Aug 26, 2002 | S | 24,177 | $4.00 | D | 20,323 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy common stock)F1 | $1.625 | Feb 1, 1995 | A | 40,000 | A | Feb 1, 1996 | Feb 1, 2001 | Common Stock | 40,000 | 40,000 | D |
| Stock Option (Right to buy common stock)F1 | $1.625 | Dec 21, 2000 | M | 40,000 | A | Feb 1, 1996 | Feb 1, 2001 | Common Stock | 40,000 | 44,500 | D |
| Stock Option (Right to buy common stock)F3 | — | Feb 1, 2005 | A | 7,500 | A | Feb 1, 2005 | Feb 1, 2010 | Common Stock | 7,500 | 27,823 | D |
Explanation of responses
- F1adjusted for 2:1 stock split in 4/1999
- F2owned jointly with spouse
- F3unknown
Remarks
LATE FILING - The transactions reported on this Form 4 occurred during the years 1995, 1996, 1999, 200, 2002, 2005 and 2010.