SEC Form 4 · accession 0001123292-18-000175
AMERICAN PUBLIC EDUCATION INC · APEI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard W Sunderland Jr.
Officer — EVP, Chief Financial Officer
Period of report
Jan 15, 2018
Accepted (ET)
Jan 19, 2018 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001201792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 | Jan 15, 2018 | A | 8,038 | $0.00 | A | 42,250 | D | |
| Common Stock, par value $.01 | Jan 17, 2018 | F | 1,139 | $25.90 | D | 41,111 | D | |
| Common Stock, par value $.01 | Jan 17, 2018 | F | 761 | $25.90 | D | 40,350 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deferred Stock Unit granted pursuant to the American Public Education, Inc. 2017 Omnibus Incentive Plan. Award vests in three equal annual installments, with one third vesting on January 15, 2019, one third vesting on January 15, 2020 and one third vesting on January 15, 2021.
- F2The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of restricted shares of Common Stock held by the reporting person.
- F3The issuer withheld shares of Common Stock from the reporting person to pay the tax withholding obligations related to the vesting of Restricted Stock Units.