SEC Form 4 · accession 0001617432-15-000001
AUDIENCE INC · ADNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie Susan Kaplan
Officer — VP Operations & Prog. Mgmt
Period of report
Jan 15, 2015
Accepted (ET)
Jan 22, 2015 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001201663
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | $0.001 | Jan 15, 2015 | A | 5,000 | A | — | — | Common Stock | 5,000 | 5,000 | D |
| Right to Buy (Common Stock)F3 | $3.99 | Jan 15, 2015 | A | 10,000 | A | Feb 15, 2015 | Jan 14, 2025 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Represents par value of ADNC common stock
- F212.5% of the restricted stock unit will vest and become exercisable on July 15, 2015 and 12.5% of the restricted stock unit will vest every six months thereafter. Shares will be delivered to reporting person on each vest date.
- F31/48th of the shares subject to the option shall vest and become exercisable each month beginning on February 15, 2015.