SEC Form 4 · accession 0001548385-15-000001
AUDIENCE INC · ADNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert H Schoenfield
Officer — VP, Greater China
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001201663
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 16, 2015 | M | 1,500 | $0.001 | A | 11,515 | D | |
| Common Stock | Feb 16, 2015 | F | 659 | $4.59 | D | 10,856 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | $0.001 | Feb 16, 2015 | M | 1,500 | D | — | — | Common Stock | 1,500 | 6,000 | D |
Explanation of responses
- F1Represents par value of ADNC common stock.
- F2Includes 947 shares acquired under the ADNC Employee Stock Purchase Plan in November 2014.
- F312.5% of the restricted stock unit granted on February 14, 2013 became vested on February 16, 2015 and shares were delivered to reporting person on February 17, 2015. The restricted stock unit will continue to vest every six months and shares will be delivered to reporting person on each vest date.