SEC Form 4/A · accession 0001209191-15-033110
AUDIENCE INC · ADNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert H Schoenfield
Officer — VP, Greater China
Period of report
Nov 17, 2014
Accepted (ET)
Apr 8, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001201663
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 17, 2014 | A | 139 | $3.09 | A | 10,856 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On the Form 4 filed February 18, 2015, the reporting person incorrectly reported 947 shares of the Issuer's common stock as being acquired under the Issuer's Employee Stock Purchase Plan. As corrected by this amended Form 4, the reporting person acquired 808 shares under the Employee Stock Purchase Plan on November 17, 2014. Also on November 17, 2014, upon the exercise of a fully vested restricted stock grant made under the Issuer's Equity Incentive Plan, the reporting person purchased 139 shares at a purchase price of $3.09 which was 85% of the closing price of the Issuer's common stock as reported by the Nasdaq Stock Market on such date. There is no change to the number of shares held by reporting person as a result of this correction.