SEC Form 4/A · accession 0001567619-19-001793
CODEXIS, INC. · CDXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gordon Sangster
Officer — SVP & Chief Financial Officer
Period of report
Oct 2, 2018
Accepted (ET)
Jan 28, 2019 · 5:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001200375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2018 | M | 40,000 | $2.45 | A | 174,453 | D | |
| Common StockF1 | Oct 3, 2018 | M | 40,000 | $2.45 | A | 174,453 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 amendment has been filed solely to correct the price of securities acquired as shown in Table I, column 4 of the original Form 4