SEC Form 4 · accession 0001567619-18-001507
CODEXIS, INC. · CDXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Y Yang
Director
Period of report
Aug 16, 2018
Accepted (ET)
Aug 20, 2018 · 8:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001200375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 16, 2018 | S | 150,340 | $14.45 | D | 0 | I | By Patrick & Shu-O Yang TTEES |
| Common StockF2 | holding | — | — | — | 153,817 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The common stock was valued at $14.45 per share for the purpose of determining the number of shares of the exchange fund issuable to the reporting person.
- F2Shares in Column 5 reflect the Reporting Person's prior transfer of shares into his family trust.