SEC Form 4 · accession 0001140361-18-009667
CODEXIS, INC. · CDXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Sangster
Officer — SVP & Chief Financial Officer
Period of report
Feb 21, 2018
Accepted (ET)
Feb 22, 2018 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001200375
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $9.05 | Feb 21, 2018 | A | 60,000 | A | — | Feb 21, 2028 | Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1Option vests with respect to 25% of the shares subject thereto on February 21, 2019, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on February 21, 2022.