SEC Form 4 · accession 0001140361-17-025416
CODEXIS, INC. · CDXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David V Smith
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001200375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2017 | A | 17,894 | $0.00 | A | 62,679 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock. The shares vest on the earlier of June 14, 2018 or the date of the Issuer's 2017 annual meeting of stockholders.