SEC Form 4 · accession 0001140361-16-069834
CODEXIS, INC. · CDXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J Nicols
Officer — President and CEO · Director
Period of report
Jun 13, 2016
Accepted (ET)
Jun 15, 2016 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001200375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2016 | F | 97,838 | $4.08 | D | 901,319 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such shares were withheld by the Issuer on vesting of restricted stock to cover applicable withholding taxes and were not sold in the open market.