SEC Form 4 · accession 0001225208-19-004696

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Legal Officer & Sec'y.

Period of report

Mar 2, 2019

Accepted (ET)

Mar 5, 2019 · 7:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 2, 2019	F	3,043	$34.91	D	61,759	D
Common Stock^F1	Mar 3, 2019	F	2,132	$34.91	D	59,627	D
Common Stock	Mar 4, 2019	M	32,341	$19.04	A	91,968	D
Common Stock	Mar 4, 2019	M	19,522	$19.48	A	111,490	D
Common Stock^F3	Mar 4, 2019	S	13,568	$34.45	D	97,922	D
Common Stock^F4	Mar 4, 2019	S	38,295	$33.58	D	59,627	D
Common Stock	Mar 5, 2019	S	400	$33.45	D	59,227	D
Common Stock^F5	Mar 5, 2019	S	15,426	$32.82	D	43,801	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F6	$19.48	Mar 4, 2019	M	19,522	D	—	Mar 2, 2028	Common Stock	19,522	39,043	D
Nonqualified Stock Option (Right to Buy)^F7	$19.04	Mar 4, 2019	M	32,341	D	—	Jun 9, 2027	Common Stock	32,341	21,562	D

F1The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.
F2The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 7, 2018.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.17 to $34.86, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.12 to $34.10, inclusive.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.42 to $33.28, inclusive.
F6The option vests in three equal annual installments beginning on March 2, 2019.
F7One-half of the option vests in 3 equal installments on the March 3, 2018, March 3, 2019 and and March 3, 2020. The other one-half of the option vests as follows: two-thirds vests on March 3, 2019 and one-third vests on March 3, 2020.