SEC Form 4 · accession 0001225208-19-004384

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, CFO, and Treasurer

Period of report

Feb 28, 2019

Accepted (ET)

Mar 4, 2019 · 5:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 28, 2019	A	26,117	$0.00	A	271,825	D
Common Stock	Mar 1, 2019	M	4,030	$14.00	A	198,191	D
Common Stock^F2	Mar 1, 2019	S	4,030	$34.08	D	194,161	D
Common Stock	holding	—	—		—	10,760	I	By Family Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F3	$39.63	Feb 28, 2019	A	65,265	A	—	Feb 28, 2029	Common Stock	65,265	65,265	D
Nonqualified Stock Option (Right to Buy)^F4	$14.00	Mar 1, 2019	M	4,030	D	—	Nov 10, 2022	Common Stock	4,030	0	D

F1The amount reported in Column 5 does not reflect the Reporting Person's other transactions on February 28, 2019, which were reported previously on a Form 4 filed with the SEC on February 28, 2019 (the "Prior Transactions"). The amount following the reported transaction and the Prior Transactions is 194,161.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.59, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
F3The option vests in three equal installments on February 28, 2020, 2021 and 2022.
F4The option vested in three equal installments on November 11, 2016, 2017 and 2018.