SEC Form 4 · accession 0001225208-19-004383

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Administrative Officer

Period of report

Feb 28, 2019

Accepted (ET)

Mar 4, 2019 · 5:08 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Feb 28, 2019	A	13,784	$0.00	A	101,490	D
Common Stock	Mar 1, 2019	M	7,323	$13.94	A	74,317	D
Common Stock^F2	Mar 1, 2019	S	7,323	$34.08	D	66,994	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F3	$39.63	Feb 28, 2019	A	34,445	A	—	Feb 28, 2029	Common Stock	34,445	34,445	D
Nonqualified Stock Option (Right to Buy)^F4	$13.94	Mar 1, 2019	M	7,323	D	—	Mar 1, 2023	Common Stock	7,323	20,910	D

F1The amount reported in Column 5 does not reflect the Reporting Person's other transactions on February 28, 2019, which were reported previously on a Form 4 filed with the SEC on February 28, 2019 (the "Prior Transactions"). The amount following the reported transaction and the Prior Transactions is 66,994.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.59, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
F3The option vests in three equal installments on February 28, 2020, 2021 and 2022.
F4The option vests in three equal installments on March 2, 2017, 2018 and 2019.