SEC Form 4 · accession 0001225208-19-004232
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Lucia
Officer — Chairman, President and CEO · Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | A | 58,038 | $0.00 | A | 239,438 | D | |
| Common Stock | holding | — | — | — | 581,734 | I | By Lucia Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F1 | $39.63 | Feb 28, 2019 | A | 145,033 | A | — | Feb 28, 2029 | Common Stock | 145,033 | 145,033 | D |
Explanation of responses
- F1The option vests in three equal installments on February 28, 2020, 2021 and 2022.