SEC Form 4 · accession 0001225208-19-004025
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Becker
Director
Period of report
Feb 27, 2019
Accepted (ET)
Feb 28, 2019 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 27, 2019 | M | 6,743 | $17.45 | A | 34,855 | D | |
| Common Stock | Feb 27, 2019 | M | 6,701 | $13.94 | A | 41,556 | D | |
| Common Stock | Feb 27, 2019 | M | 3,740 | $16.54 | A | 45,296 | D | |
| Common Stock | Feb 27, 2019 | M | 560 | $19.04 | A | 45,856 | D | |
| Common StockF1 | Feb 27, 2019 | S | 17,744 | $34.50 | D | 28,112 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $13.94 | Feb 27, 2019 | M | 6,701 | D | — | Mar 1, 2023 | Common Stock | 6,701 | 0 | D |
| Nonqualified Stock Option (Right to Buy)F3 | $17.45 | Feb 27, 2019 | M | 6,743 | D | — | Aug 21, 2027 | Common Stock | 6,743 | 0 | D |
| Nonqualified Stock Option (Right to Buy)F4 | $16.54 | Feb 27, 2019 | M | 3,740 | D | — | Nov 11, 2026 | Common Stock | 3,740 | 0 | D |
| Nonqualified Stock Option (Right to Buy) | $19.04 | Feb 27, 2019 | M | 560 | D | Jun 9, 2018 | Jun 9, 2027 | Common Stock | 560 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.39 to $34.99, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2The option vested in four equal installments on March 31, 2016, June 30, 2016, September 30, 2016 and December 31, 2016.
- F3The option vested in full on May 23, 2018.
- F4The option vested in four equal installments on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017.