SEC Form 4 · accession 0001225208-18-016564
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Scott Sherman
Officer — EVP, CFO, and Treasurer
Period of report
Dec 12, 2018
Accepted (ET)
Dec 12, 2018 · 7:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2018 | M | 11,422 | $20.71 | A | 179,466 | D | |
| Common StockF1 | Dec 12, 2018 | S | 11,422 | $35.2979 | D | 168,044 | D | |
| Common Stock | holding | — | — | — | 10,760 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $20.71 | Dec 12, 2018 | M | 11,422 | D | — | Sep 8, 2021 | Common Stock | 11,422 | 61,711 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.575, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2The option vested in four equal installments on September 8, 2015, 2016, 2017 and 2018.