SEC Form 4 · accession 0001225208-18-016562

HMS HOLDINGS CORP · HMSY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP HR, Chief Admin. Officer

Period of report

Dec 11, 2018

Accepted (ET)

Dec 12, 2018 · 7:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001196501

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Dec 11, 2018	M	15,043	$21.36	A	116,462	D
Common Stock	Dec 11, 2018	M	6,197	$21.63	A	122,659	D
Common Stock^F1	Dec 11, 2018	S	21,240	$34.6229	D	101,419	D
Common Stock	Dec 12, 2018	M	6,986	$21.63	A	108,405	D
Common Stock	Dec 12, 2018	M	5,393	$16.77	A	113,798	D
Common Stock^F2	Dec 12, 2018	S	12,379	$35.2497	D	101,419	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (Right to Buy)^F3	$21.63	Dec 11, 2018	M	6,197	D	—	Nov 11, 2021	Common Stock	6,197	6,986	D
Nonqualified Stock Option (Right to Buy)^F4	$21.36	Dec 11, 2018	M	15,043	D	—	Nov 14, 2020	Common Stock	15,043	0	D
Nonqualified Stock Option (Right to Buy)^F5	$16.77	Dec 12, 2018	M	5,393	D	—	Mar 3, 2022	Common Stock	5,393	66,708	D
Nonqualified Stock Option (Right to Buy)^F3	$21.63	Dec 12, 2018	M	6,986	D	—	Nov 11, 2021	Common Stock	6,986	0	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $34.75, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.61 to $35.59, inclusive.
F3One-half of the option vested in three equal installments on November 12, 2015, 2016 and 2017. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.
F4One-half of the option vested in three equal installments on November 15, 2014, 2015 and 2016. The other one-half of the option was cancelled due to non-satisfaction of certain performance conditions.
F5One-half of the option vested in three equal installments on March 4, 2016, 2017 and 2018. The other one-half of the option vested as follows: two-thirds vested on March 4, 2017 and one-third vested on March 4, 2018.