SEC Form 4 · accession 0001225208-18-012748
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Nustad
Officer — EVP, Chief Strategy Officer
Period of report
Aug 17, 2018
Accepted (ET)
Aug 20, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 17, 2018 | M | 22,384 | $22.95 | A | 98,392 | D | |
| Common Stock | Aug 17, 2018 | F | 17,894 | $31.92 | D | 80,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $22.95 | Aug 17, 2018 | M | 22,384 | D | — | Sep 30, 2018 | Common Stock | 22,384 | 0 | D |
Explanation of responses
- F1The reported transactions involved a net exercise of an employee stock option. The option was granted in 2011 and has an expiration date of September 30, 2018.
- F250% of the option vested in three equal annual installments commencing on December 31, 2012. Vesting of the remaining 50% of the option was subject to the achievement of performance conditions which were not met; therefore, 50% of the option was canceled.