SEC Form 4 · accession 0001225208-18-009873
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen A Rudnick
Director
Period of report
May 23, 2018
Accepted (ET)
May 25, 2018 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 23, 2018 | A | 5,368 | $0.00 | A | 70,450 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $21.19 | May 23, 2018 | A | 5,367 | A | — | May 23, 2028 | Common Stock | 5,367 | 5,367 | D |
Explanation of responses
- F1Represents restricted stock units (RSUs) payable in an equal number of shares of the Issuer's common stock. The RSUs vest in full on the earlier of (1) the first anniversary of the grant date or (2) the date of the Issuer's 2019 annual meeting of stockholders.
- F2The option vests in full on the earlier of (1) the first anniversary of the grant date or (2) the date of the Issuer's 2019 annual meeting of stockholders.