SEC Form 4 · accession 0001225208-18-005464
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Nustad
Officer — EVP, Chief Strategy Officer
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 6:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | A | 19,185 | $0.00 | A | 84,827 | D | |
| Common StockF1 | Mar 2, 2018 | F | 3,145 | $16.94 | D | 81,682 | D | |
| Common StockF1 | Mar 3, 2018 | F | 968 | $16.94 | D | 80,714 | D | |
| Common StockF1 | Mar 4, 2018 | F | 3,142 | $16.94 | D | 77,572 | D | |
| Common StockF1 | Mar 5, 2018 | F | 1,564 | $16.70 | D | 76,008 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $19.48 | Mar 2, 2018 | A | 47,584 | A | — | Mar 2, 2028 | Common Stock | 47,584 | 47,584 | D |
Explanation of responses
- F1The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.
- F2The option vests in three equal annual installments beginning on March 2, 2019.