SEC Form 4 · accession 0001225208-17-015963
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bart M Schwartz
Director
Period of report
Sep 28, 2017
Accepted (ET)
Oct 4, 2017 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 28, 2017 | M | 2,799 | $19.7733 | A | 56,998 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2,F3 | $19.7733 | Sep 28, 2017 | M | 2,799 | D | — | Sep 30, 2017 | Common Stock | 2,799 | 0 | D |
Explanation of responses
- F1The amount reported reflects the number of shares beneficially owned following the transaction being reported. As adjusted based on the number of shares reported as beneficially owned in the Reporting Person's last filed report, the number of shares owned is 57,646.
- F2This option was previously reported as covering 933 shares at an exercise price of $59.32 per share but was adjusted to reflect the 3-for-1 stock split of the Issuer's common shares, effected in the form of a common stock dividend. The stock dividend was distributed on August 16, 2011, to shareholders of record at the close of business on July 22, 2011.
- F3The option vested in quarterly increments over a period of one year commencing on December 31, 2010.