SEC Form 4 · accession 0001225208-16-043417
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Lucia
Officer — Chairman, President and CEO · Director
Period of report
Dec 5, 2016
Accepted (ET)
Dec 16, 2016 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2016 | G | 2,407 | $0.00 | D | 190,168 | D | |
| Common Stock | Dec 13, 2016 | G | 869 | $0.00 | D | 189,299 | D | |
| Common StockF2 | Dec 5, 2016 | G | 2,407 | $0.00 | A | 466,513 | I | By Lucia Family Trust |
| Common StockF2 | Dec 13, 2016 | G | 869 | $0.00 | A | 467,382 | I | By Lucia Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transactions involved a gift of securities by the Reporting Person to The William C. Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee.
- F2These shares are indirectly owned by The William C. Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 656,681 shares following the transactions reported on this Form 4.