SEC Form 4 · accession 0001225208-16-041722
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III William F Miller
Director
Period of report
Nov 11, 2016
Accepted (ET)
Nov 14, 2016 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2016 | A | 3,740 | $0.00 | A | 161,868 | D | |
| Common Stock | holding | — | — | — | 3,000 | I | In Trust for Daughter | |
| Common Stock | holding | — | — | — | 6,000 | I | In Trust for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $16.54 | Nov 11, 2016 | A | 3,740 | A | — | Nov 11, 2026 | Common Stock | 3,740 | 3,740 | D |
Explanation of responses
- F1Represents restricted stock units (RSUs) payable in an equal number of shares of the Issuer's common stock. The RSUs vest 25% a quarter over four calendar quarters, with the first 25% vesting on December 31 of the year of grant and 25% vesting on the last day of each subsequent quarter.
- F2The option vests 25% a quarter over four calendar quarters, with the first 25% vesting on December 31 of the year of grant and 25% vesting on the last day of each subsequent quarter.