SEC Form 5 · accession 0001179110-16-019083
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Lucia
Officer — Chairman, President & CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | G | 3,162 | $0.00 | D | 152,605 | D | |
| Common StockF2 | Nov 16, 2015 | G | 3,162 | $0.00 | A | 300,437 | I | By Lucia Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transactions involved a gift of securities by the reporting person to The William C. Lucia Family Trust, a revocable trust for which the reporting person is Trustee.
- F2These shares are indirectly owned by The William C. Lucia Family Trust. Taking into account shares owned both directly and indirectly by family trust, the reporting person beneficially owned an aggregate of 453,042 shares on December 31, 2015.