SEC Form 4 · accession 0001179110-15-014890
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia Nustad
Officer — EVP, Chief Information Officer
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2015 | F | 609 | $11.38 | D | 77,017 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $11.20 | Nov 11, 2015 | A | 75,000 | A | — | Nov 10, 2022 | Common Stock | 75,000 | 75,000 | D |
| Nonqualified Stock Option (Right to Buy)F2 | $14.00 | Nov 11, 2015 | A | 75,000 | A | — | Nov 10, 2022 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.
- F2The option vests in three equal annual installments beginning on November 11, 2016.