SEC Form 4 · accession 0001179110-15-014888
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Lucia
Officer — Chairman, President & CEO · Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 13, 2015 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2015 | G | 15,000 | $0.00 | D | 158,287 | D | |
| Common StockF1 | Aug 13, 2015 | G | 15,000 | $0.00 | A | 297,275 | I | By Lucia Family Trust |
| Common StockF2 | Nov 12, 2015 | F | 2,520 | $11.38 | D | 155,767 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are indirectly owned by The William C Lucia Family Trust, a revocable trust for which the Reporting Person is Trustee. Taking into account shares owned both directly and indirectly by family trust, the Reporting Person beneficially owned an aggregate of 453,042 shares following the transactions reported on this Form 4.
- F2The reported shares were withheld by the Issuer to satisfy tax withholding obligations upon the vesting of a portion of the Reporting Person's restricted stock units.