SEC Form 4 · accession 0001179110-15-014862
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III William F Miller
Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2015 | A | 8,172 | $0.00 | A | 158,128 | D | |
| Common Stock | holding | — | — | — | 3,000 | I | Held in Trust for Daughter | |
| Common Stock | holding | — | — | — | 6,000 | I | Held in Trust for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $11.20 | Nov 11, 2015 | A | 8,172 | A | — | Nov 10, 2022 | Common Stock | 8,172 | 8,172 | D |
Explanation of responses
- F1Represents restricted stock units (RSUs) payable in an equal number of shares of the Issuer's common stock. The RSUs vest in four equal quarterly installments beginning on December 31, 2015.
- F2The option vests in four equal quarterly installments over one year beginning on December 31, 2015.