SEC Form 4 · accession 0001179110-15-014858
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen A Rudnick
Director
Period of report
Nov 11, 2015
Accepted (ET)
Nov 13, 2015 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 11, 2015 | A | 8,172 | $0.00 | A | 49,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $11.20 | Nov 11, 2015 | A | 8,172 | A | — | Nov 10, 2022 | Common Stock | 8,172 | 8,172 | D |
Explanation of responses
- F1Represents restricted stock units (RSUs) payable in an equal number of shares of the Issuer's common stock. The RSUs vest in four equal quarterly installments beginning on December 31, 2015. Payment of all or a portion of the RSUs has been deferred by the Reporting Person under the Issuer's Director Deferred Compensation Plan until the Reporting Person's termination of service as a director of the Issuer.
- F2The option vests in four equal quarterly installments over one year beginning on December 31, 2015.