SEC Form 4 · accession 0001179110-15-011131
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Holster
Director
Period of report
Jul 10, 2015
Accepted (ET)
Jul 13, 2015 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 10, 2015 | S | 3,000 | $16.00 | D | 199,182 | D | |
| Common StockF3,F4 | Jul 10, 2015 | S | 4,000 | $16.00 | D | 159,000 | I | By Irrevocable Trust |
| Common Stock | holding | — | — | — | 6,000 | I | Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- F4These shares are held in an irrevocable trust for the benefit of the Reporting Person's children and grandchildren. The reporting person's spouse is trustee of the trust. The Reporting Person disclaims beneficial ownership of such shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.