SEC Form 4 · accession 0001321117-15-000022
POTBELLY CORP · PBPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Coyne
Officer — SVP and CFO
Period of report
May 8, 2015
Accepted (ET)
May 11, 2015 · 6:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001195734
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $14.22 | May 8, 2015 | A | 150,000 | A | — | May 8, 2025 | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Option award pursuant to the Potbelly Corporation 2013 Long-Term Incentive Plan.
- F2The option vests in four equal annual installments beginning on the first anniversary of the Transaction Date.