SEC Form 4 · accession 0001195734-18-000002
POTBELLY CORP · PBPB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Ewing
Officer — Senior Vice President
Period of report
Mar 1, 2018
Accepted (ET)
Mar 2, 2018 · 2:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001195734
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2018 | M | 867 | $8.00 | A | 8,955 | D | |
| Common Stock | Mar 1, 2018 | S | 867 | $12.8652 | D | 8,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $8.00 | Mar 1, 2018 | M | 867 | D | — | May 14, 2018 | Common Stock | 867 | 0 | D |
Explanation of responses
- F1The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering.